Warning

 

Close
Confirm Action

Are you sure you wish to do this?

Cancel Confirm
AR15.COM
Armory Sponsor
7/24/2019 9:59:27 PM EDT
[Last Edit: BigWaylon][Edited]
[b]UPDATE: see this reply before attempting to use the exemption…

I’ve seen a couple people ask about this, but can’t find any of the threads. I don’t recall anybody providing an example or saying they’d done it before. I submitted my last paper form using this method, but that was only a couple months ago. But I filed an EForm back on 6/24 that was approved yesterday, and figured I’d pass on my experience.

What I’m talking about is the exemption for not having to provide entity documentation if you’ve had an approved form within the last 24 months. A lot of people initially misinterpreted 41F to think you’d be able to avoid prints and photos as well. It’s actually worded to simply say the documentation required to prove the entity’s existence can be skipped if you verify no changes have been made since the last approval.

This isn’t a huge deal, as it’s often just as easy to provide a copy of the trust/corp, especially if you’re using EForms. One big advantage is you don’t have the risk of a different person at the ATF interpreting your documents differently in regards to who is/isn’t considered a Responsible Person.

What I did was type up a letter that quoted the instruction from the form and provided the information requested. Additionally, and not specifically required, I copied the first page of the approved form. With my paper F4, I printed the letter and the first page of the previous approval front/back on a single page. For my EForm 1, those same two pages were uploaded in the Electronic Documents section. There’s actually a 24-month option to choose in the dropdown for document type. Here’s what I typed up:
_____________________________________________________________________________________________________________________

Entity Documentation Certification



Instruction 2(d)(4)(b): If the transferee entity has had an application approved as a maker or transferee within the preceding 24 months of the date of filing this application, and there has been no change to the documentation evidencing the existence and validity of the entity previously provided, the entity may provide a certification that the information has not been changed since the prior approval and shall identify the application for which the documentation had been submitted by form number, serial number, and date approved.

Per the Instruction above…

I, {insert full name}, as the sole responsible person for {insert entity name}, certify that the information included on my most recent approval has not been changed since it was approved on {insert date from previous approval}.

A copy of that approved Form 4 Application for Tax Paid Transfer and Registration of Firearm for Serial Number {insert SN} is attached.


                                                                             
                                                                                                               

______________________________________
                                                                                                               {insert full name}, Trustee



___________________________________________________________________________________________________________________

I can’t get the signature line and name below it to line up right, but you get the idea. And obviously change the Form 4 Application for Tax Paid Transfer and Registration of Firearm to Form 1 Application to Make and Register a Firearm as necessary. Not that it matters, but I did print it just like above with the quoted instruction in italics and the rest in normal font.

...and if your entity has more than just you, replace “the sole” with “a” (or whatever you prefer)
7/25/2019 8:48:00 AM EDT
[#1]
I remember someone had a thread, around the beginning of July, but I couldn't find it.

If you go to:
https://www.nationalguntrusts.com/blogs/nfa-gun-trust-atf-information-database-blog/24-month-exemption-for-nfa-gun-trust-and-legal-entity-documentation
Just input the information and a doc will be emailed to you.
8/6/2019 5:03:51 PM EDT
[#2]
I still send mine because I add my sole RP Amendment so I don’t have to fingerprint and photo my wife on the trust every time I purchase an NFA item, then rip it up after approval. Can’t do that if I don’t send it.
To me it’s useless to have the 24 mo exemption, it’s a couple extra pages you’re already mailing or one extra upload click on eForms.

If they made it a total bypass 24 mo exemption and instant approval I’d be all over that.
8/6/2019 8:55:47 PM EDT
[#3]
Quote History
Originally Posted By mhode:
I still send mine because I add my sole RP Amendment so I don’t have to fingerprint and photo my wife on the trust every time I purchase an NFA item, then rip it up after approval. Can’t do that if I don’t send it.
To me it’s useless to have the 24 mo exemption, it’s a couple extra pages you’re already mailing or one extra upload click on eForms.

If they made it a total bypass 24 mo exemption and instant approval I’d be all over that.
View Quote
I’ve seen lawyers recommend that.

Can’t believe anybody is willing, or naive enough, to actually do it. It’s the single worst piece of NFA legal advice I’ve seen in regards to 41F.
8/10/2019 11:00:13 PM EDT
[#4]
Originally Posted By BigWaylon:
I’ve seen a couple people ask about this, but can’t find any of the threads. I don’t recall anybody providing an example or saying they’d done it before. I submitted my last paper form using this method, but that was only a couple months ago. But I filed an EForm back on 6/24 that was approved yesterday, and figured I’d pass on my experience.

What I’m talking about is the exemption for not having to provide entity documentation if you’ve had an approved form within the last 24 months. A lot of people initially misinterpreted 41F to think you’d be able to avoid prints and photos as well. It’s actually worded to simply say the documentation required to prove the entity’s existence can be skipped if you verify no changes have been made since the last approval.

This isn’t a huge deal, as it’s often just as easy to provide a copy of the trust/corp, especially if you’re using EForms. One big advantage is you don’t have the risk of a different person at the ATF interpreting your documents differently in regards to who is/isn’t considered a Responsible Person.

What I did was type up a letter that quoted the instruction from the form and provided the information requested. Additionally, and not specifically required, I copied the first page of the approved form. With my paper F4, I printed the letter and the first page of the previous approval front/back on a single page. For my EForm 1, those same two pages were uploaded in the Electronic Documents section. There’s actually a 24-month option to choose in the dropdown for document type. Here’s what I typed up:
________________________________________________________________________

Entity Documentation Certification



Instruction 2(d)(4)(b): If the transferee entity has had an application approved as a maker or transferee within the preceding 24 months of the date of filing this application, and there has been no change to the documentation evidencing the existence and validity of the entity previously provided, the entity may provide a certification that the information has not been changed since the prior approval and shall identify the application for which the documentation had been submitted by form number, serial number, and date approved.

Per the Instruction above…

I, {insert full name}, as the sole responsible person for {insert entity name}, certify that the information included on my most recent approval has not been changed since it was approved on {insert date from previous approval}.

A copy of that approved Form 4 Application for Tax Paid Transfer and Registration of Firearm for Serial Number {insert SN} is attached.

______________________________________

{insert full name}, Trustee



________________________________________________________________________

I can’t get the signature line and name below it to line up right, but you get the idea. And obviously change the Form 4 Application for Tax Paid Transfer and Registration of Firearm to Form 1 Application to Make and Register a Firearm as necessary. Not that it matters, but I did print it just like above with the quoted instruction in italics and the rest in normal font.

...and if your entity has more than just you, replace “the sole” with “a” (or whatever you prefer)
View Quote
Basically I did the same thing you did and got my forms approved no problem. I just typed something up on word, signed it as trustee and sent a copy of the prior approved form.  Mine didn't look as formal as yours.
Do not pay attention to every word people say, or you may hear your servant cursing you—
for you know in your heart that many times you yourself have cursed others.
8/20/2019 1:41:35 PM EDT
[#5]
Quote History
Originally Posted By BigWaylon:

I’ve seen lawyers recommend that.

Can’t believe anybody is willing, or naive enough, to actually do it. It’s the single worst piece of NFA legal advice I’ve seen in regards to 41F.
View Quote
I do the same. It seems that a gun trust lawyer wouldn't make a recommendation for something that would create additional liability... why do you find it to be bad legal advice?
8/20/2019 2:32:19 PM EDT
[#6]
Quote History
Originally Posted By hoothrewpoo:

I do the same. It seems that a gun trust lawyer wouldn't make a recommendation for something that would create additional liability... why do you find it to be bad legal advice?
View Quote
IANAL, but, it would seem better to add an amendment nullifying that amendment rather than just destroying the amendment. Otherwise any pages that someone didn't like ("he wrote on page 5 that Mabel gets the AR10, but I don't think so" ::shredding noise::) being destroyed would be a non-issue as there is no way to track when an amendment was re-amended.
8/20/2019 2:54:17 PM EDT
[#7]
Quote History
Originally Posted By NightOwl:

IANAL, but, it would seem better to add an amendment nullifying that amendment rather than just destroying the amendment. Otherwise any pages that someone didn't like ("he wrote on page 5 that Mabel gets the AR10, but I don't think so" ::shredding noise::) being destroyed would be a non-issue as there is no way to track when an amendment was re-amended.
View Quote
This.

Amend persons out of the trust, then another amendment to add them back in if you want to play the musical chair game for submissions.

Just destroying the amendment that removed them leaves no paper trail that would prove they weren't RPs in the trust during the form submission.
8/20/2019 2:59:48 PM EDT
[Last Edit: BigWaylon][Edited] [#8]
Quote History
Originally Posted By hoothrewpoo:

I do the same. It seems that a gun trust lawyer wouldn't make a recommendation for something that would create additional liability... why do you find it to be bad legal advice?
View Quote
Be glad to explain. It’s simple. You have no paper trail should it ever get questioned.

You fill out a Form 1/4 and sign a Certification “that the statements, as applicable, contained in this certification, and any attached documents in support thereof, are true and correct to the best of my knowledge and belief.” And then at the top of the next page you list all Responsible Persons.

At that moment, you’re the only RP. And you don’t have an Amendment dated after the date you provided with your signature, to add the other RPs.

So it appears you lied on an ATF form, or forged the supporting documentation.

I have zero issues with the recommendation to remove/add the same trustees over and over and over again. But it boggles the mind that any lawyer would recommend creating a legal document and then destroying it, removing the required paper trail.
9/11/2019 2:12:41 PM EDT
[#9]
Quote History
Originally Posted By BigWaylon:
[snip]
But it boggles the mind that any lawyer would recommend creating a legal document and then destroying it, removing the required paper trail.
View Quote View All Quotes
View All Quotes
Quote History
Originally Posted By BigWaylon:
Originally Posted By hoothrewpoo:

I do the same. It seems that a gun trust lawyer wouldn't make a recommendation for something that would create additional liability... why do you find it to be bad legal advice?
[snip]
But it boggles the mind that any lawyer would recommend creating a legal document and then destroying it, removing the required paper trail.
As for the liability for following the recommendation....it isn't the lawyer's liability that's being created. "A lawyer told me it would be ok" isn't going to get a response of "oh ok then, we'll be on our way" if you get questioned on it. If you think the lawyer should be liable it'd take you suing them (and a lot of money!) to find out whether someone else agrees with you.
9/11/2019 2:28:56 PM EDT
[#10]
Any idea if this would expedite the forms any, or does this only allow you not to submit the exact same trust again?
post_count += 1
PGP: 912E3E9A194DED4E47DA0BA9D593AD70C8C12B9C
9/11/2019 2:40:54 PM EDT
[#11]
Quote History
Originally Posted By scul:
Any idea if this would expedite the forms any, or does this only allow you not to submit the exact same trust again?
View Quote
I have no data one way or the other, but just going off how they do things they would still need to review your trust document on the new submission, so if you don't re-send your document with the new submission, it might actually delay you further if they have to then hunt down your old trust documents wherever they have those cataloged.
9/11/2019 3:19:28 PM EDT
[Last Edit: BigWaylon][Edited] [#12]
Quote History
Originally Posted By D_Man:
I have no data one way or the other, but just going off how they do things they would still need to review your trust document on the new submission, so if you don't re-send your document with the new submission, it might actually delay you further if they have to then hunt down your old trust documents wherever they have those cataloged.
View Quote
I think the point of the 24-month exemption is to skip the trust review. You’re certifying nothing changed, and they’re saying if it was good enough then it’s good enough now.

I don’t think it’s having any impact on the approval timeframe.
9/11/2019 4:03:49 PM EDT
[#13]
Quote History
Originally Posted By BigWaylon:

I think the point of the 24-month exemption is to skip the trust review. You're certifying nothing changed, and they're saying if it was good enough then it's good enough now.

I don't think it's having any impact on the approval timeframe.
View Quote
True, I was thinking about weird cases such as RPs on the trust in those oddball states where only certain types of NFA items are allowed, and if the previous submission was for a legal item but this one wasn't.  It shouldn't effect it I guess if the actual filing person is in a good-to-go state, I wasn't sure how they approach say a situation where one of the Trust RPs is in California and the item is a suppressor, for example.  And thus having a policy to always review the trust for each item regardless.
9/11/2019 5:55:29 PM EDT
[#14]
Quote History
Originally Posted By D_Man: I wasn't sure how they approach say a situation where one of the Trust RPs is in California and the item is a suppressor, for example.  And thus having a policy to always review the trust for each item regardless.
View Quote
Maybe someone will start a thread about that very thing today!
3/17/2022 4:08:11 PM EDT
[#15]
I’m going to bump this up to share my experience today in case somebody finds this post. I was disapproved on an eForm 4 for the following reason:



The instructions on the form only mention 24-months from the prior approval. The reply I got today from the examiner when I questioned it was:

The original submission of the Declaration of Trust was in 2018, so that is past the 24 months.  Before disapproving, I verified this with my supervisor.  Please resubmit with a copy of the Declaration of Trust.

The other person I talked to had this back-and-forth with me:

It cannot be reversed, once an E-form is disapproved, it cannot be changed.

I spoke to the examiner and it was disapproved because it is 24 months from the original submission of the trust document (which was 2018), not from the last approval that you received using a 24-month exception. You will have to resubmit and upload a copy of the complete trust document.

To which I replied:

That’s not what the instructions say. Somebody up there needs to reinterpret what the forms tell you. I did get a reply from Tracy (I guessed at the email address), and she said the same thing.

There’s nothing in the wording that says anything about the date of the original trust submission. It says 24-months from the date of a prior approval.

FWIW…I’ve had three reversed in the past. Not even on the same day. Disapproved on a Sunday, Approved on a Monday…without me resubmitting or paying again.

And then she replied:

I apologize for the confusion surrounding this, but it is from the original prior approval (where the trust document was received initially). We cannot reverse e-form disapprovals.




So…they’re just making crap up, again, regardless of what the rules say. I’ll just upload the trust PDF going forward.
3/18/2022 6:20:53 PM EDT
[#16]
Quote History
Originally Posted By BigWaylon:So…they’re just making crap up, again, regardless of what the rules say. I’ll just upload the trust PDF going forward.
View Quote
Sounds like someone's Christmas bonus is tied to Form 1 rejection rates these days.

I've always uploaded the full docs and after questions from the examiners now I also include a separate statement that I'm the only responsible person on my LLC (which is already in my operating agreement, but reading is hard).

Sign up to continue the discussion

Create a free account to share your thoughts, follow topics, and connect with the AR15.COM community.

Already a member? Sign In

Armory Sponsor